Policies

Banking & Custody


The Markets in Financial Instruments Directive (MiFID) establishes Conduct of Business requirements for all investment services firms, regulated exchanges and Multilateral Trading facilities in EU Members States. It replaces the Investment Services Directive (ISD) which is the current basis upon which firms are able to passport between EU member States.

The key objective of MiFID is to develop a single, transparent European capital market which operates under a harmonized set of regulations, thus promoting the growth of cross-border trading and creating deeper more liquid markets.

In order to meet the various obligations under the regulatory regime, we include below various documents for your reference:



View Order Execution Policy

View Conflict of Interest Policy

View Banking Code


Services

Custody & Trading

Offering unlimited access to online trading as well as tailored reporting

Credit Facilities

Providing clients with short term bridge finance and foreign exchange facilities

Trailer Fee Administration

Automatically manage clients' billing, collection and payment of trailer fees

Secondary Market Dealing in Alternative Investments

Providing clients with liquidity solutions for today's markets